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Machiavelli and Erasmus
Compared
by G. Stolyarov II
Two
scholars who lived simultaneously during the Renaissance could be considered the
principal representatives of two colossally different schools of thought,
humanism and pragmatism, which may be termed diametrical opposites in many
respects. In their theories regarding government, war, toleration, and the
perception of the individual, Desiderius Erasmus (1466-1536) and Niccolo
Machiavelli (1469-1527) differed dramatically, though with a few curious
convergences on certain particular issues.
Machiavelli on Government
Niccolo
Machiavelli’s political advice to Lorenzo de Medici the Younger, as outlined in
The Prince (1513), amounted to a theoretical exposition of “realpolitik,”
a separation of politics from ethics and the direction of politics toward the
“practical” enhancement of the state’s power. All moral considerations are,
according to Machiavelli, secondary or outright irrelevant. Whenever virtue or
pretense at virtue serve a ruler’s practical ends, they should be followed, but
even simple honesty is not an absolute for a Machiavellian statesman. "It's good
to be true to your word, but you should lie whenever it advances your power or
security—not only that, it's necessary." (The Prince).
Though
Machiavelli was a man of republican convictions, and a high-ranking diplomat and
statesman for the Republic of Florence from 1498 to 1512, he concerned The
Prince primarily with the tactics and dynamics appropriate to an absolutist
ruler. Machiavelli’s professed motivation for this was a desire to see Italy
united in an age when armed strife between the French and Spanish monarchies was
wreaking devastation upon it. For this end, he was willing to sacrifice the
republican ideal to a strong government capable of such unification, and aimed
The Prince at his former political rivals, the Medici, who had tortured
him prior to his exile from Florence.
As
his model for an ideal ruler, Machiavelli uses Cesare Borgia, a ruthless
autocrat who frequently employed tactics of treachery, deceit, conquest, and
assassination to carve out a sphere of influence for himself in the Papal
States. For Machiavelli, it is more important that a ruler inspire fear in his
subjects rather than love, for those who fear a ruler can be coerced to aid him
when there is need, whereas those who merely admire the ruler may often be
inclined against supporting him by petty interests dictating to the contrary.
Nevertheless, Machiavelli counsels rulers to avoid inspiring hatred within their
subjects and thus to refrain from inflicting harm arbitrarily. He advises that
executions be performed rarely, and only to obtain the maximum possible
deterrent effect against criminal acts by the rest of the population, and that a
ruler abstain from expropriating his citizens at all costs, for “people more
quickly forget the death of their father than the loss of their inheritance.” It
must be emphasized, however, that Machiavelli thought this not out of respect
for individual rights or human decency, but for sheer utilitarian reasons.
While
The Prince serves as a manual for autocratic rulers, Machiavelli’s later
opus, Discourses on Titus Livy (published posthumously in 1531), explores
the operations of a republic. Analyzing the early days of the Roman Republic,
Machiavelli does not hesitate to praise virtuous acts performed by various Roman
politicians, but focuses primarily on the optimal practical efficiency
with which such acts can be achieved. Historians who favor Machiavelli tend
to claim that the Discourses are a more accurate reflection of
Machiavelli’s actual political convictions, which were concerned with both
virtue and pragmatism, and that The Prince had been just a Machiavellian
ploy to get into the good graces of the Medici family.
Erasmus
on Government
The
portrait of the ideal ruler presented by Desiderius Erasmus differs starkly from
Machiavelli’s in its emphasis in virtue and moral principles above all. The
Education of a Christian Prince (1518) was written partly as a retort to
Machiavelli, and partly as an instruction manual to the future King Charles X of
Sweden. The Erasmian ruler must primarily devote himself to administering
justice to the people and abstaining from inflicting harm upon them. “Follow the
right, do violence to no one, plunder no one, sell no public office, be
corrupted by no bribes. To be sure, your treasure will have far less in it than
otherwise, but take no thought for that loss, if only you have acquired the
interest from justice,” writes Erasmus. According to historians like Paul
Johnson, the Erasmian ideal served as inspiration for later governments, such as
that of the United States, which, rather than functioning to enrich an autocracy
or a ruling clique, was originally structured to protect its constituency while
intervening minimally with the lives of the citizens. The Erasmian ruler cares
not for others’ perceptions of him, even if he must be seen as weak and soft,
for “it is far better to be a just man than an unjust prince.” The government
office, for Erasmus, is not a means of self-enrichment, but rather an outlet for
a relentless devotion to righteousness and principle.
The
autocratic prince is, for Erasmus, the source of greatest vice. In 1500, Erasmus
published the Adagia Collectanae, a collection of proverbs, among them:
“Do we not see that noble cities are erected by the people and destroyed by
princes? That a state grows rich by the industry of its citizens and is
plundered by the rapacity of its rulers? That good laws are enacted by
representatives of the people and violated by kings? That the commons love peace
and the monarchs foment war?”
Ironically
enough, while Machiavelli formulated an ideology pandering to authoritarian
rulers, and was ostracized by even the Medici family whom he tried to gratify,
Erasmus, the more principled republican of the two, was also the personal friend
of numerous European monarchs, including Charles V, Henry VIII of England, and
Francis I of France. Erasmus’s anti-Machiavellianism managed to gain him greater
political and ideological influence than Machiavelli could ever have hoped to
gather.
Machiavelli
and Erasmus on War
Machiavelli’s
view of war was that of an entirely pragmatic affair, in which carnage,
retribution, and plunder were merely means to the end of securing political
power. Machiavelli’s The Art of War (1520) is mostly a practical manual
on how to gather, keep, and use a military force. In The Prince,
Machiavelli advises rulers to allow their troops to loot enemy cities in
order to thus gain their soldiers’ loyalty. Moreover, he praises the cruelty of
commanders such as Hannibal in stifling dissension within the ranks of their own
men. A combination of intimidating one’s own army, and enticing it through the
prospect of giving it ample spoils of war comprise the bloody backbone of
Machiavelli’s attempt to use war as another weapon in his utilitarian
arsenal.
Erasmus,
on the other hand, was averse to war in nearly all situations. In The Praise
of Folly (1511), Erasmus condemned war as “something so monstrous that it
befits wild beasts rather than men, so crazy that the poets even imagine that it
is let loose by the Furies, so deadly that it sweeps like a plague through the
world, so unjust that it is generally best carried on by the worst type of
bandit…” Even in the defense of one’s realm, Erasmus could not justify the use
of all means necessary. “If you cannot defend your realm without violating
justice, without wanton loss of human life… give up and yield to the
importunities of the age!” (The Education of a Christian Prince). Erasmus
was disgusted by the bilateral cruelties committed during the religious
Reformation, as the Catholic Church and the Holy Inquisition persecuted
Lutherans as heretics and threatened them with death, while Martin Luther and
his allied German princes ordered the execution of more than 100,000 peasants
who rebelled against their rule in 1525. Erasmus considered the violent strife
of the Reformation to be the greatest obstacle to peaceful scholarship and
intellectual progress in his time. He foresaw even bloodier times ahead, and
warned in On the Sweet Concord of the Church, one of his last works, that
a failure of the Catholics and Protestants to reconcile their differences
peacefully would lead to over a century of bloodshed.
Machiavelli
and Erasmus on Toleration
Though
Machiavelli was persecuted by the Medici and their Spanish allies for his
personal republicanism, his pragmatist ideology could not be used to justify
individual intellectual freedom and toleration of dissenting views. According to
Machiavelli, “seditious people should be amputated before they infect the whole
state." (The Prince). This is a necessary consequence of an ideology
which pursues power as an end in itself, since, in order to secure his own rule,
and inspire sufficient fear within his subjects, a prince would occasionally
need to silence those critics whose exercise of free speech might undermine the
people’s attitudinal inclinations toward the ruler.
Erasmus,
however, was renowned for promoting intellectual tolerance and free expression
in an age when such views were often perceived as dangerous and even heretical
by both the Catholic establishment and the Protestant reformers. Erasmus was a
staunch foe of the Catholic Inquisition, and wrote Against the Holy
Inquisition to protest its burning of books and heretics. Erasmus condemned
the papal Bull of Excommunication against Martin Luther as a mere further
trigger for the coming violent religious strife. Though the Holy Inquisitor
Hyeronimo Aleandro promised to have “this lousy man of letters” killed, Erasmus
maintained favor with the popes through his continued personal devotion to
Catholicism. He saw no need, however, to persecute others for divergent
religious views and suggested that, though rulers should obey Christian
principles, they should not compel subjects to obey their faith. Erasmus
additionally repudiated the petty ethnic and nationalist rivalries of his time
and termed himself “a citizen of the world.” Erasmus thus traveled throughout
Europe without regard for national boundaries or allegiances and repeatedly
counseled rulers to cultivate peace and intellectual exchange rather than war
and hatred of foreigners.
Machiavelli
and Erasmus on Free Will and the Individual
Both
Erasmus and Machiavelli claimed to believe in the existence of free will and in
the ability of the individual to design his own destiny. Nevertheless, of the
two, Machiavelli was the more cynical and more willing to counsel individuals to
succumb to “greater” social currents to attain their private ends. According to
Machiavelli, the practical ruler “must have a mind disposed to adapt itself
according to the wind, and as the variations of fortune dictate…” and that “he
who abandons what is done for what ought to be done, will rather learn to bring
about his own ruin than his preservation.” (The Prince). Though this
leaves little room for enacting an individual’s vision of the moral life, and
implies Machiavelli’s belief in the impossibility of maintaining both a wholly
virtuous and a highly successful existence, this does not rule out a more
devious theory of free will. In a passage from The Prince which is
scandalous by the standards of any time, Machiavelli compares fortune to a lady,
and advises rulers to grab her as they desire rather than entreat and beg her
for her favors. The individual’s will is capable of achieving for him control
over a powerful and stable state, but even this, in Machiavelli’s judgment,
necessitates a high, almost infallible degree of political calculation and
machination to attain.
Erasmus,
on the other hand, believed in an individual’s complete free will to determine
himself, both practically and morally. In his Discussion of Free Will
(1524), Erasmus maintained that, unless individuals are capable of affecting
the physical and moral dimensions of their own lives, obtaining the grace of God
is meaningless. Erasmus traced the violence and anti-intellectualism inherent in
Luther’s Reformation to the latter’s militant denial of free will, which
rendered the Lutheran movement open to attaining its ends through coercion
rather than peaceful scholarship.
Additionally,
Erasmus was living proof to the attainability of his ideal of virtue integrated
with practical success. Erasmus remained celibate his entire life, and devoted
his days to the study of ideas and the production of a prolific literary output.
He could write up to forty pages a day, and was one of the first authors to
actively involve himself in the commercial publishing process, thus achieving
bestselling status during his lifetime. Erasmus’s impeccable personal integrity
caused him to view with great disappointment and shock the commonplace
hypocrisies, corruption, superstition, and irrationality of his time. The
Praise of Folly is his most famous satire, ridiculing tyrannical kings,
fraudulent merchants, militant theologians, decadent clergymen, and brutish
monks. A society populated with such detestable characters rewards absurdity at
the expense of reason, argued Erasmus, and allows the elites to thrive on the
gullibility and ignorance of the populace. Machiavelli had presented a similar
evaluation of mainstream society when he wrote that “it may be said of men in
general that they are ungrateful, voluble dissemblers…” However, while Erasmus
shows nothing but utter scorn and distaste for such a state of affairs,
Machiavelli proposes that a ruler conform to it in order to suit his
purposes.
The
influences of both Erasmus and Machiavelli on the political and ideological
development of the Western world can be witnessed in the often antagonistic
forces that shaped its further history. The individualistic, toleration-oriented
thinking of Erasmus explicitly inspired Enlightenment thinkers, such as Locke
and Voltaire, upon whose ideas America’s Founding Fathers drew in formulating
the Declaration of Independence and the Constitution. The realpolitik of
Machiavelli, on the other hand, influenced such figures as Otto von Bismarck,
the architect of Imperial Germany, the first authoritarian state of the modern
era, characterized by strict martial discipline, colossal government
intervention in individual affairs, and a policy of relentless military
expansionism. These two visions would come to an ultimate confrontation during
the twentieth-century series of global conflicts between liberty and
totalitarianism.
Sources
Used
Malaspina – Great Books. Desiderius Erasmus. http://www.malaspina.com/site/person_450.asp.
09/10/04
Desiderius Erasmus- Prince of the Humanists. http://www.planetpapers.com/Assets/3635.php.
09/09/04
Desiderius Erasmus. http://www.freestudentessays.com/biograph/19.shtml.
09/10/04
The History Guide- Desiderius Erasmus. http://www.historyguide.org/intellect/erasmus.html.
09/10/04
Starr, Brad. Erasmus and Machiavelli. http://faculty.fullerton.edu/bstarr/302B.Outline.S03.htm.
09/10/04
The Philosophy Pages. Niccolo Machiavelli. http://www.philosophypages.com/ph/macv.htm.
09/10/04
Internet Encyclopedia of Philosophy. Machiavelli. http://www.utm.edu/research/iep/m/machiave.htm.
09/10/04
Powell,
Jim. The Triumph of Liberty. New York: The Free Press. 2001.
—(07/07/05)
[Discuss This Article.]
Mr. Stolyarov is a science fiction novelist, independent philosophical essayist, poet, amateur mathematician, composer, contributor to Enter Stage Right and SoloHQ, writer for Objective Medicine, and Editor-in-Chief of The Rational Argumentator, a magazine championing the Western principles of reason, rights, and progress [http://www.geocities.com/rationalargumentator/masterindex.html].
Mr. Stolyarov is also the recipient of the February 2004 Editor's Choice Award for Outstanding Achievement in Poetry, presented by poetry.com and the International Library of Poets.
He can be contacted at gennadystolyarovii@yahoo.com.
You can learn about Mr. Stolyarov’s newest science fiction novel, Eden against the Colossus, at http://www.geocities.com/rational_argumentator/eac.html."
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