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Philosophy:
Metaphysics—Part 2
(This concludes the discussion of Metaphysics begun in Part 1.)
The Categorical Hierarchy of Existence
We already know existence includes everything that exists, rocks, trees, songs, memories, dinosaurs, the phoenix, and dreams. Reality includes the same things, but distinguishes the mode of existence. Rocks, trees, and buildings are physical existents; memories exist only psychologically; songs, if actually sung and heard, are material existents (events), but songs, the concept of words and music written but not sung or played, have only psychological existence when read or thought, but the sheet music has material existence; dinosaurs exist as facts of history (because they once existed physically), the phoenix never existed physically but is a fact of history, the fact being it is a fiction of ancient Egyptian myth, and dreams only exist psychologically.
There is a hierarchy of existence, and each kind or mode of existence is dependent on previous modes. Physical existence is the primary form or mode of existence. All other existence is dependent on and related to physical existence in a specific way which is illustrated in the following outline.
Categorical Hierarchy of Metaphysical Modes of Existence
1. Physical existents
2. Life (organisms)
 3. Consciousness (sentient organisms,
 perception)
  Phenomena of direct perception:
  4. Percepts (external)
  4. Percepts (internal, "feelings")
   —Biological/physiological
   —Emotions (physiological response to
   consciousness)
  Phenomena of indirect perception
  (memory) (voluntary):
  4. Concepts (language)
  Phenomena of conception:
  4. Concepts of the physical
  4. Concepts of concepts (abstract concepts)
   5. Created concepts (synthetic concepts)
   Phenomena of creation
   5. Imagination
   5. Invention
   5. Fiction
   5. Superstition
  Phenomena of indirect perception
  (memory) (involuntary):
  4. Automatic memory
  4. Dreams
  4. Hallucinations
[NOTE: Physical existence itself is hierarchical in nature. A large part of ontology is describing the nature of that hierarchy. That hierarchy is extremely important because it serves as the intellectual foundation of physical sciences and is the basis of similar hierarchies in epistemology and logic. This metaphysical hierarchy serves partly as a foundation for the ontological one.]
The Meaning of the Hierarchy
The hierarchy demonstrates three metaphysical facts pertaining to all existence.
- Existential Mode—domonstrates the mode of existence of all existents, and the existential relationship of each mode of existence to all others. Mode pertains to the kind of existence an existent has, for example, physical existent vs. mental existent (phenomenon of consciousness).
- Metaphysical Dependence—demonstrates the hierarchical dependence of the various categories of existents. For example, there must be physical entities for there to be living entities (organisms) and there must be physical, living, conscious, volitional entities for there to be concepts.
- Possible Attributes—demonstrates the distinction between kinds of existents which cannot have the same attributes. For example, dreams do not have the attributes of external perception, and "life" cannot have attributes attributed to physical existence—that is, life cannot be discovered by any means used to discover physical existents; it cannot be weighed, measured, or tested for any other physical attribute.
Ontological Existence
The first three entries in the outline, Physical existents, Life, and Consciousness, constitute ontological existence, or what I prefer to call, material existence. These all exist independently of any particular individual's consciousness or knowledge of them.
The order in the outline also demonstrates their hierarchical relationship. The physical is the primary or ultimate existence and foundation of all other existence. Except for the fact, what is cannot be anything other than what is, the physical is possible without the existence of life or consciousness, but neither life or consciousness are possible without the physical.
Consciousness is further dependent on the existence of life. Life is possible only if there are physical entities, consciousness is possible only if there are living physical entities (organisms).
All the remaining entries in the hierarchy do not exist ontologically. They exist only as phenomena of consciousness.
Phenomena of Direct Perception
I have already explained what I mean by external and internal percepts under "Categories of Existents" above as well as the difference between the biological/physiological feelings and emotions in the article Feelings.
Direct perception is the link between all other non-ontological existents and physical existence. It is the original source of all the material of memory and the ultimate source of all knowledge. Everything else in the the metaphysical hierarchy depends on direct perception.
Phenomena of Indirect Perception—Voluntary
Voluntary indirect perception pertains only to man, and no other creature. It is the voluntary nature of these aspects of human consciousness which constitute volition, which will be described more fully under Ontology and The Nature of Man.
Indirect Perception is all of consciousness that is not direct perception but created from "material" stored in memory. By, "material," I mean percepts or perceptual qualities derived from direct percepts, such as those I described under Dreams and Words, where I also explained that even our consciousness of concepts is perceptual in nature and that it is language (words) that make that perception possible.
[NOTE: The original or primitive content of memory is derived entirely from direct perception. After the development of concepts, conception becomes the major source for the content of memory.]
Concepts are formed voluntarily, that is volitionally or by conscious choice. Dreams are involuntary and will be discussed under Phenomena of Indirect Perception—Involuntary.
Phenomena of Conception
Conception technically belongs to the field of epistemology, and that is where it will be discussed fully. For the purposes of metaphysics it is only necessary to point out that concepts are volitionally formed and exits only as mental constructs and can have no existence apart from consciousness.
Concepts, epistemologically, are identifications of existents or classes of existents. The three sub-categories of conception do have metaphysical significance, however. Concepts of the physical are identifications of things directly perceived. These are our first and fundamental concepts and they comprise our foundation knowledge. All other knowledge consists of concepts of concepts derived by a process of abstraction from that foundation knowledge.
Created concepts, technically, are not knowledge, except that they can be known, and can become knowledge if used to create actual existents. Created concepts are formed by a process of synthesis, combining concepts of knowledge (concepts of the physical and abstract concepts) to form new concepts.
Phenomena of Creation
Those most commonly created concepts are concepts of imagination. While the process implies images, because the process is frequently accompanied by mental images, the process itself is purely conceptual. A common form of the process synthesizes qualities or attributes abstracted from perceived entities, like colors, shapes, or parts, to form new concepts, like, "blue moon," or "winged horse," (Pegasus). Metaphysically, the concepts of imagination identify nothing but themselves, or possibly the mental images that accompany them.
Invention and fictionalization are essentially the same process as imagination only usually more complex and involving more abstract concepts. The words are frequently applied to all these processes, as "invented characters," or stories described as "imaginative" and imagined creatures described as "pure fiction."
Superstition
When created or synthesized concepts are believed to be ontological facts, or "real" in a sense that lies outside the framework of this categorical hierarchy or having a mode of existence not defined by it, those concepts are superstition. The significance of superstition is both epistemological and metaphysical. The metaphysical significance is the objects of superstitious belief are not, "real." Remember, "things are real only if the nature of their existence is made explicit and they "really" have that nature," and a things nature is determined by its mode of existence.
The objects of superstition exist, but they exist only as created concepts; they do not have the mode of existence attributed to them by their synthesis. They exist, but they are not real; superstition consist in believing they are real, that is, believed to actually have physical characteristics or actually being perceivable, such as being seen, for example.
Phenomena of Indirect Perception—Involuntary
Two aspects of human nature are volitional, overt behavior and memory. Overt behavior is entirely volitional in human beings, all a human being does must be done by conscious choice. Memory, however, is not entirely volitional. In the earliest developmental stages of consciousness, all of memory is entirely or mostly automatic, very much like animal memory. The volitional control of memory must be learned, but even when that volitional control of memory is fully developed, aspects of memory remain automatic. It is, in fact, control of that automatic function of memory that is the volitional control of memory.
The automatic function of memory is similar to the function of the emotions. Remember, it is the physiological brain that is responsible for memory. Whatever is currently in our consciousness summons from memory stored perceptual data (percepts or perceptual qualities) that become part of what is now being perceived, which summons more stored perceptual data form memory which replaces the former or is "added to it," in a more or less continuous fashion.
Volitional Programming of Memory
The details of those functions are properly the subject of psychology and epistemology. The important aspect to metaphysics is that the memory function is to some extent consciously controlled. Percepts and perceptual data recalled from memory is presented to consciousness tentatively, to be held in consciousness one must give conscious assent or attention to those memory percepts. If ignored or rejected, they disappear. Ayn Rand called that process of assent and rejection, "focus," and as far as I know, this is the only place the meaning of conscious focus is explained.
In this way, the process of conscious memory control is developed through a process of habitualization and association. When we see a certain object, for example, memory will present everything that seems associated with that percept that we have stored in memory, including the word for that object, if we have learned it, for example. If we always or usually attend to a particular memory percept (the word or some other percept) it become more strongly associated with the percept of the object and other memory percepts which are rejected become less well associated or cease to be connected at all.
This very cursory explanation of automatic memory is at this point only meant to demonstrate that memory is not some mysterious kind of non-material existent for which metaphysics cannot account.
Dreams and Hallucinations
When our memories are not under our conscious control, but consciousness is not completely, "shut off," as when sleeping, the memory functions will continue more or less automatically. Depending on how completely or well we have programmed that memory function, the automatic memory function will have a kind of order or sense the makes it seem almost as though those memory percepts are real. In the case of dreams, waking immediately reveals the true nature of the dream. Hallucinations, however, though similar to dreams being percepts produced from memory perceptual data, are the result of some physiological problem that allow memory partially or completely to be out of volitional control.
Existence Comprised of Existents
Existence is comprised entirely of existents. Or is it?
This is the view of Objectivism. Technically it is called an "entity ontology" in contrast to the opposite view called a "matter ontology." Ayn Rand said explicitly that only entities exist. In that view, matter is simply all the material entities.
Ayn Rand's view of cause is based on her entity ontology. According to Ayn Rand, it is an entities nature and attributes that determines or causes its behavior. That is also the basis for the Objectivist argument for volition. They dismiss the "determinism" argument against volition (everything has a cause therefore everything is determined, therefore there is no "free will") by simply saying, for volitional beings, volition is the cause of their behavior.
Implicitly, Ayn Rand contradicted this view. For example, she said, "matter can be neither created or destroyed." But if matter is only entities, how can that be? Entities are created and destroyed all the time. If we try to get around the problem by saying matter can change its form we have adopted a matter ontology, because entities do not change from one kind of entity into another like some kind of transmutation. Some entities simply cease to be. Other entities come into existence that never were before; for example, every human being.
If something can be neither created or destroyed, we must always have the same amount of it. When one thing changes into another, or ceases to be, or a new thing comes into existence, what is it we still have the same amount of. When the lamb becomes lamb stew, what is the thing is still the same quantity? It certainly isn't lambs?
Ayn Rand, and as far as I know, no other Objectivist, has identified this obvious problem, or if they have, they have never attempted to resolve it. I will, but it requires an explicit ontology which is exactly where we are headed in the next section. The difficulty just described is not the only one in Objectivism resulting form a lack of an explicitly ontology, but it is an obvious and important one. Everything from the notion of existence to human volitional consciousness is effected by it.
—Reginald Firehammer (9/8/04)
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